Vijay Kothari exemplifies the role of a compliance specialist through his extensive experience in sanctions, anti-money laundering (AML), and regulatory policies across various regions, notably APAC and the UK. His career highlights a dedication to maintaining compliance with international standards, driven by a rich educational background, including a Postgraduate Certificate in International Business from St. Mary’s University in London and several significant certifications, such as the ACAMS Sanctions Compliance Certificate.

Kothari’s tenure at MUFG Bank Limited in Hong Kong as an Assistant Vice President in Financial Crime Compliance (FCC) showcases his competency in conducting critical internal audits and collaborating with regulatory bodies like HK Customs. His effective management of financial crime compliance programs and delivery of training initiatives highlight his proactive approach and commitment to enhancing organizational compliance awareness.

Earlier in his career at ICICI Bank, Kothari served as Deputy Compliance Manager, where his analytical skills came to the forefront. His investigation of AML cases and management of global compliance communications allowed him to strategically identify changing regulations that impacted trade finance operations. His contributions significantly aided the institution in maintaining compliance amidst stringent regulatory requirements.

At Compliance Asia Consulting Limited, Kothari took on a consulting role, managing a diverse range of clients and their compliance needs. His expertise in coordinating licensing projects and conducting thorough gap analyses of compliance manuals demonstrates his in-depth understanding of regional regulatory landscapes. His successful completion of SFC inspections and leading Responsible Officer Applications is indicative of his capability and reliability in regulatory compliance matters.

Kothari’s foundation in compliance was developed during his roles at prominent financial institutions such as JP Morgan Chase and Credit Agricole, where he managed enhanced due diligence processes and contributed to client onboarding in adherence to MAS and HKMA standards. This varied experience solidifies his role as a crucial asset in compliance management and governance.